Leah Neumann

Client Results

• DCP Midstream, LP in its underwritten offering of $150 million issuance of 7.875% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units.

• DCP Midstream, LP in its underwritten offering of $100 million of 7.95% Series C Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units.

• DCP Midstream, LP in connection with the issuance by DCP Midstream Operating, LP of $500 million aggregate principal amount of its 5.625% senior notes.

• DCP Midstream, LP in its commencement of a $750 million at-the-market offering.

• DCP Midstream, LP in connection with the follow-on issuance by DCP Midstream Operating, LP of $325 million aggregate principal amount of 5.375% senior notes.
• DCP Midstream, LP in connection with the issuance by DCP Midstream Operating, LP of $600 million aggregate principal amount of its 5.125% senior notes.
• DCP Midstream, LP in connection with the issuance by DCP Midstream Operating, LP of $500 million aggregate principal amount of 5.375% senior notes.
• A bank holding company in connection with its issuance of $200 million fixed-to-fixed rate subordinated notes.
• SM Energy in connection with offers to exchange outstanding senior unsecured notes for newly issued 10% senior secured second lien notes, resulting in reduction of the company's total indebtedness by $272 million.
• SM Energy in its sale of $500 million in new senior notes, and related tender offer for and redemption of $350 million in outstanding senior notes.

• SM Energy Company in connection with its $2.5 billion senior secured revolving credit facility from a syndicate of banks.

• Representation of well-known seasoned issuers, accelerated filers, non-accelerated filers, smaller reporting companies and emerging growth companies in all aspects of reporting under the Securities Exchange Act of 1934.

• IMA Financial Group, Inc. an insurance brokerage firm, in connection with the spin off and series seed preferred equity financing of Highwing, Inc., an insurance tech software company.
• An investment company in connection with its lead investment of $17 million in the Series A preferred equity financing of a shared electric vehicle service.
• An educational technology company with a reorganization and seed financing.
• Kokopelli Outdoor, Inc. in connection with a convertible note financing and a series seed preferred equity financing, raising approximately $1.1 million.
• ServiceCore, Inc. in connection with its Series A preferred equity financing and a related reorganization

• TalentReef in its acquisition by Mitratech.

• A managed security services provider in connection with its acquisition for approximately $40.8 million in cash and stock by Presidio.

• Tax Guard in connection with its closing of a financial investment by Falfurrias Capital Partners.

• eLum Technologies, Inc. in the sale 100% of its issued and outstanding shares of capital stock to a Cayman Islands exempted limited partnership.

• Alianza, Inc. in its acquisition of CounterPath Corporation in a take-private acquisition.

• A technology company in a statutory forward triangular merger.