FUNDamentals: Telling Your Story - The Private Placement Memorandum

By popular demand, this webinar will focus on preparing an effective private placement memorandum (PPM) and its importance to fund sponsors and investors.

The PPM allows a sponsor to tell its investment story, while ensuring there is alignment of interests among sponsors and investors, a clear understanding of fund terms and investment risk transparency. In addition to discussing the regulatory framework and whether a PPM is advisable under various circumstances, we will review the common structure of a PPM.

Learning Objectives

After completing this course, the participant will understand:

  • For sponsors, the importance of and how to prepare an effective PPM.
  • For investors, how to efficiently and effectively review a PPM.

Agenda:
Wednesday, April 27, 2022
8:00-9:00 a.m. 

Speakers:

Amy Bowler
Amy advises both private and public companies regarding securities compliance, corporate governance, and financing matters. She advises investment fund managers regarding compliance with the Investment Advisers Act and provides general guidance for strategic fund investments.

Adam Cohen
Adam is a trusted advisor to institutional investors, fund managers, and companies in fund formation, real estate, energy, and transactions. He is a vital leader on numerous deal teams, working closely with other lawyers in the firm to achieve clients’ transactional goals.

Ryan Nichols
Ryan advises private investment funds, their sponsors, and investors in connection with the formation, operation, and regulation of funds and with respect to investment management and strategic joint venture transactions.

Leah Neumann
Leah advises companies and institutional investors on a range of matters including public debt and equity capital markets transactions, private securities offerings, fund investments, securities compliance, and corporate governance.

CLE & CPE Information:
1.0 CPE credit recommended in Specialized Knowledge.
1.0 CLE credit pending for the State of Colorado.

Target Audience: Those interested in forming funds or raising capital for a new or existing fund, investment professionals, and fund investors (including life insurance companies, pension funds, charitable organizations, etc.).

Delivery Method: Group internet-based

Program Level: Intermediate

Prerequisites and Preparation: None

Cost: No fee

Holland & Hart is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

For information regarding concerns and program cancellation policies, please contact our offices at 303.295.8148.

Questions? Please contact Lisa Adelberg .

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