Brian Neil Hoffman authors Law360 article titled "SEC Goes Global, Again"

Brian Neil Hoffman’s article “SEC Goes Global, Again,” published October 23 in Law360, considers a recent example of the SEC enforcing U.S. federal securities laws against a foreign company and its executives as a continued trend of global enforcement. Hoffman outlines proactive steps that both domestic and foreign companies can take to minimize their enforcement risks.

Brian Neil Hoffman provides counsel to entities and individuals in securities enforcement matters, corporate internal investigations, and shareholder and commercial litigation. He previously served in the U.S. Securities and Exchange Commission’s Division of Enforcement, where he investigated and litigated numerous potential violations of the federal securities laws.


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