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Event

SEC Recent Cases

Join EKS&H for an informative review of recent SEC enforcement cases impacting public companies. Presented by Brian Neil Hoffman, Of Counsel at Holland & Hart, this complimentary session will offer insight into violations of the federal securities laws and other cautionary tales.

Lunch and two hours of CPE will be provided.

Wednesday, September 9, 2015
11:00 am - 1:00 pm
EKS&H Denver office
7979 East Tufts Avenue
Denver, CO 80237

Brian Neil Hoffman, Of Counsel
Mr. Hoffman is an experienced counselor for securities, enforcement, and white-collar defense clients. He brings considerable prior experience serving as a senior attorney in the U.S. Securities and Exchange Commission's Division of Enforcement. During his tenure with the SEC and in private practice, Mr. Hoffman's investigations and litigations have involved numerous potential violations of the federal securities laws, financial reporting and disclosure issues, Foreign Corrupt Practices Act concerns, alleged insider trading, and matters concerning regulated entities.

Click here to register: https://app.e2ma.net/app2/audience/signup/1791886/31636/?v=a

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