Banks and other financial companies look to Holland & Hart for its experienced and pragmatic team with a deep background and understanding of the clients and their needs.

We regularly represent clients before various federal and state regulators including the Federal Reserve Board, the Office of Comptroller of the Currency, the Federal Deposit Insurance Corporation, and many state banking regulators.

Our team is committed to helping banks and other financial companies meet their business objectives in a compliant manner including retail, commercial and consumer banking operations.

Regulatory Compliance and Governance

  • Commercial and industrial banks chartering
  • Licensing of lenders, money transmitters, loan servicing and debt collection companies, fintech companies, and other financial service providers
  • Capital requirements and investment restrictions compliance
  • Regulation of loans to directors, executive officers, and key shareholders (Regulation O)
  • Bank Secrecy Act/Anti-Money Laundering compliance, including beneficial ownership rule
  • Trust powers
  • Preparation for and responding to supervisory examinations
  • Memoranda of Understanding and other regulatory agreements
  • Suspicious activity and suspicious transaction reporting
  • Community Reinvestment Act compliance
  • “True lender” analysis
  • Corporate governance
  • Preparation and revision of policies and procedures
  • Tax advice, strategy, and compliance
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DISCLAIMER

Unless you are a current client of Holland & Hart LLP, please do not send any confidential information by email. If you are not a current client and send an email to an individual at Holland & Hart LLP, you acknowledge that we have no obligation to maintain the confidentiality of any information you submit to us, unless we have already agreed to represent you or we later agree to do so. Thus, we may represent a party adverse to you, even if the information you submit to us could be used against you in a matter, and even if you submitted it in a good faith effort to retain us.