Ethical Issues in Securities Investigations and Litigation

The Rocky Mountain Region's PREMIER securities conference presented by many of the country's most knowledgeable securities practitioners!

Topics will include:

  • Current Enforcement Trends and Priorities
  • The Defense Perspective
  • General Counsel Roundtable
  • Ethical Issues in Litigation
  • Regulated Entities - Perspectives from the Regulators and the Industry
  • Corporation Finance Update
  • Corporate Governance - Current Issues Confronting Boards of Directors
  • Ethical Issues in SEC Investigations and Litigation

Agenda: Friday, May 9, 2014
7:00 p.m. – 5:00 p.m. MST

CLE Credits: Submitted for 10 General CLE Credits, including 2 Ethics Credits

Location:Grand Hyatt Denver
1750 Welton Street, Denver, CO 80202

Holly Stein Sollod, Attorney, Holland & Hart LLP will be a panelist for the "Ethical Issues in SEC Investigations and Litigation" presentation

To register online please click here.


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